|
Part 1: Negotiation Fundamentals |
|
|
|
The Nature of Negotiation |
|
|
1 | (31) |
|
A Few Words about Our Style and Approach |
|
|
3 | (1) |
|
|
4 | (2) |
|
Characteristics of a Negotiation Situation |
|
|
6 | (2) |
|
|
8 | (4) |
|
Types of Interdependence Affect Outcomes |
|
|
11 | (1) |
|
Alternatives Shape Interdependence |
|
|
11 | (1) |
|
|
12 | (3) |
|
Mutual Adjustment and Concession Making |
|
|
13 | (1) |
|
Two Dilemmas in Mutual Adjustment |
|
|
14 | (1) |
|
Value Claiming and Value Creation |
|
|
15 | (3) |
|
|
18 | (4) |
|
|
18 | (1) |
|
|
18 | (1) |
|
Functions and Dysfunctions of Conflict |
|
|
19 | (1) |
|
Factors That Make Conflict Easy or Difficult to Manage |
|
|
20 | (2) |
|
Effective Conflict Management |
|
|
22 | (2) |
|
Overview of the Chapters in This Book |
|
|
24 | (6) |
|
|
30 | (2) |
|
Strategy and Tactics of Distributive Bargaining |
|
|
32 | (39) |
|
The Distributive Bargaining Situation |
|
|
33 | (8) |
|
The Role of Alternatives to a Negotiated Agreement |
|
|
36 | (1) |
|
|
37 | (1) |
|
|
37 | (1) |
|
|
38 | (1) |
|
Discovering the Other Party's Resistance Point |
|
|
38 | (1) |
|
Influencing the Other Party's Resistance Point |
|
|
39 | (2) |
|
|
41 | (7) |
|
Assessing the Other Party's Target, Resistance Point, and Costs of Terminating Negotiations |
|
|
41 | (2) |
|
Manage the Other Party's Impressions |
|
|
43 | (2) |
|
Modify the Other Party's Perceptions |
|
|
45 | (1) |
|
Manipulate the Actual Costs of Delay or Termination |
|
|
46 | (2) |
|
Positions Taken during Negotiation |
|
|
48 | (6) |
|
|
48 | (1) |
|
|
49 | (1) |
|
|
49 | (1) |
|
|
50 | (2) |
|
Pattern of Concession Making |
|
|
52 | (1) |
|
|
53 | (1) |
|
|
54 | (5) |
|
Tactical Considerations in Using Commitments |
|
|
54 | (2) |
|
Establishing a Commitment |
|
|
56 | (1) |
|
Preventing the Other Party from Committing Prematurely |
|
|
57 | (1) |
|
Finding Ways to Abandon a Committed Position |
|
|
58 | (1) |
|
|
59 | (1) |
|
|
60 | (9) |
|
Dealing with Typical Hardball Tactics |
|
|
61 | (1) |
|
|
62 | (7) |
|
Distributive Bargaining Skills Applicable to Integrative Negotiations |
|
|
69 | (1) |
|
|
69 | (2) |
|
Strategy and Tactics of Integrative Negotiation |
|
|
71 | (31) |
|
|
71 | (1) |
|
What Makes Integrative Negotiation Different? |
|
|
72 | (1) |
|
An Overview of the Integrative Negotiation Process |
|
|
72 | (3) |
|
Creating a Free Flow of Information |
|
|
73 | (1) |
|
Attempting to Understand the Other Negotiator's Real Needs and Objectives |
|
|
73 | (1) |
|
Emphasizing the Commonalities between the Parties and Minimizing the Differences |
|
|
74 | (1) |
|
Searching for Solutions That Meet the Needs and Objectives of Both Sides |
|
|
74 | (1) |
|
Key Steps in the Integrative Negotiation Process |
|
|
75 | (18) |
|
Identify and Define the Problem |
|
|
76 | (2) |
|
Understand the Problem Fully---Identify Interests and Needs |
|
|
78 | (4) |
|
Generate Alternative Solutions |
|
|
82 | (7) |
|
Evaluate and Select Alternatives |
|
|
89 | (4) |
|
Factors That Facilitate Successful Integrative Negotiation |
|
|
93 | (5) |
|
Some Common Objective or Goal |
|
|
93 | (1) |
|
Faith in One's Problem-Solving Ability |
|
|
93 | (1) |
|
A Belief in the Validity of One's Own Position and the Other's Perspective |
|
|
94 | (1) |
|
The Motivation and Commitment to Work Together |
|
|
94 | (1) |
|
|
95 | (1) |
|
Clear and Accurate Communication |
|
|
96 | (1) |
|
An Understanding of the Dynamics of Integrative Negotiation |
|
|
97 | (1) |
|
|
98 | (1) |
|
Why Integrative Negotiation Is Difficult to Achieve |
|
|
98 | (2) |
|
The History of the Relation between the Parties |
|
|
98 | (1) |
|
A Belief That an Issue Can Only Be Resolved Distributively |
|
|
98 | (2) |
|
The Mixed-Motive Nature of Most Negotiating Situations |
|
|
100 | (1) |
|
|
100 | (2) |
|
Negotiation: Strategy and Planning |
|
|
102 | (30) |
|
Goals---The Focus That Drives a Negotiation Strategy |
|
|
103 | (2) |
|
Direct Effects of Goals on Choice of Strategy |
|
|
103 | (1) |
|
Indirect Effects of Goals on Choice of Strategy |
|
|
104 | (1) |
|
Strategy---The Overall Plan to Achieve One's Goals |
|
|
105 | (5) |
|
|
105 | (1) |
|
Unilateral versus Bilateral Applications to Strategy |
|
|
105 | (1) |
|
The Dual Concerns Model as a Vehicle for Describing Negotiation Strategies |
|
|
106 | (4) |
|
Understanding the Flow of Negotiation: Stages and Phases |
|
|
110 | (3) |
|
Getting Ready to Implement the Strategy: The Planning Process |
|
|
113 | (18) |
|
|
115 | (2) |
|
Assembling the Issues and Defining the Bargaining Mix |
|
|
117 | (1) |
|
|
118 | (1) |
|
Knowing Limits and Alternatives |
|
|
119 | (1) |
|
Setting Targets and Openings |
|
|
120 | (1) |
|
Assessing Constituents and the Social Context of the Negotiation |
|
|
121 | (3) |
|
Analyzing the Other Party |
|
|
124 | (4) |
|
Presenting Issues to the Other Party |
|
|
128 | (1) |
|
What Protocol Needs to Be Followed in This Negotiation? |
|
|
129 | (2) |
|
|
131 | (1) |
|
Part 2: Negotiation Subprocesses |
|
|
|
Perception, Cognition, and Emotion |
|
|
132 | (30) |
|
|
132 | (3) |
|
|
132 | (1) |
|
|
133 | (2) |
|
|
135 | (9) |
|
|
137 | (1) |
|
How Frames Work in Negotiation |
|
|
137 | (2) |
|
Another Approach to Frames: Interests, Rights, and Power |
|
|
139 | (2) |
|
The Frame of an Issue Changes as the Negotiation Evolves |
|
|
141 | (2) |
|
|
143 | (1) |
|
Cognitive Biases in Negotiation |
|
|
144 | (8) |
|
Irrational Escalation of Commitment |
|
|
144 | (1) |
|
Mythical Fixed-Pie Beliefs |
|
|
144 | (1) |
|
|
145 | (1) |
|
|
146 | (1) |
|
Availability of Information |
|
|
147 | (1) |
|
|
148 | (1) |
|
|
148 | (1) |
|
|
149 | (1) |
|
|
150 | (1) |
|
|
151 | (1) |
|
Ignoring Others' Cognitions |
|
|
152 | (1) |
|
|
152 | (1) |
|
Managing Misperceptions and Cognitive Biases in Negotiation |
|
|
152 | (3) |
|
|
155 | (1) |
|
Mood, Emotion, and Negotiation |
|
|
155 | (5) |
|
|
160 | (2) |
|
|
162 | (21) |
|
Basic Models of Communication |
|
|
162 | (3) |
|
Distortion in Communication |
|
|
163 | (2) |
|
What Is Communicated during Negotiation? |
|
|
165 | (4) |
|
Offers, Counteroffers, and Motives |
|
|
166 | (1) |
|
Information about Alternatives |
|
|
166 | (1) |
|
Information about Outcomes |
|
|
167 | (1) |
|
|
167 | (1) |
|
Communication about Process |
|
|
167 | (1) |
|
Is More Information Always Better? |
|
|
168 | (1) |
|
How People Communicate in Negotiation |
|
|
169 | (6) |
|
|
169 | (2) |
|
Use of Nonverbal Communication |
|
|
171 | (1) |
|
Selection of a Communication Channel |
|
|
172 | (3) |
|
How to Improve Communication in Negotiation |
|
|
175 | (5) |
|
|
176 | (1) |
|
|
176 | (4) |
|
|
180 | (1) |
|
Special Communication Considerations at the Close of Negotiations |
|
|
180 | (2) |
|
|
181 | (1) |
|
|
181 | (1) |
|
|
182 | (1) |
|
Finding and Using Negotiation Power |
|
|
183 | (21) |
|
Why Is Power Important to Negotiators? |
|
|
183 | (1) |
|
|
184 | (3) |
|
Sources of Power---How People Acquire Power |
|
|
187 | (14) |
|
Informational Sources of Power |
|
|
188 | (3) |
|
Power Based on Personality and Individual Differences |
|
|
191 | (1) |
|
Power Based on Position in an Organization |
|
|
192 | (4) |
|
Power Based on Relationships |
|
|
196 | (4) |
|
Contextual Sources of Power |
|
|
200 | (1) |
|
Dealing with Others Who Have More Power |
|
|
201 | (1) |
|
|
202 | (2) |
|
|
204 | (30) |
|
Two Routes to Influence: An Organizing Model |
|
|
204 | (1) |
|
The Central Route to Influence: The Message and Its Delivery |
|
|
205 | (8) |
|
|
205 | (3) |
|
|
208 | (1) |
|
Persuasive Style: How to Pitch the Message |
|
|
209 | (3) |
|
|
212 | (1) |
|
Peripheral Routes to Influence |
|
|
213 | (16) |
|
Aspects of Messages That Foster Peripheral Influence |
|
|
213 | (2) |
|
Source Characteristics That Foster Peripheral Influence |
|
|
215 | (7) |
|
Aspects of Context That Foster Peripheral Influence |
|
|
222 | (6) |
|
|
228 | (1) |
|
The Role of Receivers---Targets of Influence |
|
|
229 | (4) |
|
Exploring or Ignoring the Other's Position |
|
|
229 | (1) |
|
Resisting the Other's Influence |
|
|
230 | (3) |
|
|
233 | (1) |
|
|
234 | (41) |
|
A Sampling of Ethical Quandaries |
|
|
234 | (2) |
|
What Do We Mean by ``Ethics'' and Why Do They Matter in Negotiation? |
|
|
236 | (2) |
|
|
236 | (1) |
|
Applying Ethical Reasoning to Negotiation |
|
|
237 | (1) |
|
Ethics versus Prudence versus Practicality versus Legality |
|
|
237 | (1) |
|
Four Approaches to Ethical Reasoning |
|
|
238 | (8) |
|
|
241 | (1) |
|
|
241 | (3) |
|
|
244 | (1) |
|
|
244 | (2) |
|
What Questions of Ethical Conduct Arise in Negotiation? |
|
|
246 | (7) |
|
Ethically Ambiguous Tactics: It's (Mostly) All about the Truth |
|
|
246 | (2) |
|
Identifying Ethically Ambiguous Tactics and Attitudes toward Their Use |
|
|
248 | (3) |
|
Deception by Omission versus Commission |
|
|
251 | (1) |
|
The Decision to Use Ethically Ambiguous Tactics: A Model |
|
|
251 | (2) |
|
Why Use Deceptive Tactics? Motives and Consequences |
|
|
253 | (6) |
|
|
253 | (1) |
|
Other Motives to Behave Unethically |
|
|
253 | (2) |
|
The Consequences of Unethical Conduct |
|
|
255 | (1) |
|
Explanations and Justifications |
|
|
256 | (3) |
|
What Factors Shape a Negotiator's Predisposition to Use Unethical Tactics? |
|
|
259 | (11) |
|
|
261 | (2) |
|
|
263 | (1) |
|
Moral Development and Personal Values |
|
|
264 | (1) |
|
Contextual Influences on Unethical Conduct |
|
|
265 | (5) |
|
How Can Negotiators Deal with the Other Party's Use of Deception? |
|
|
270 | (3) |
|
|
273 | (2) |
|
Part 3: Negotiation Contexts |
|
|
|
Relationships in Negotiation |
|
|
275 | (25) |
|
The Adequacy of Established Theory and Research for Understanding Negotiation within Relationships |
|
|
275 | (5) |
|
|
280 | (5) |
|
Four Fundamental Relationship Forms |
|
|
281 | (2) |
|
Dimensions of Relationships |
|
|
283 | (1) |
|
Negotiations in Communal Relationships |
|
|
284 | (1) |
|
|
285 | (1) |
|
Key Elements in Managing Negotiations within Relationships |
|
|
285 | (13) |
|
|
286 | (1) |
|
|
287 | (6) |
|
|
293 | (3) |
|
Relationships among Reputation, Trust, and Justice |
|
|
296 | (1) |
|
|
297 | (1) |
|
|
298 | (2) |
|
Agents, Constituencies, Audiences |
|
|
300 | (29) |
|
The Number of Parties in a Negotiation |
|
|
300 | (1) |
|
How Agents, Constituents, and Audiences Change Negotiations |
|
|
301 | (12) |
|
Audiences: Team Members, Constituents, Bystanders, and Others |
|
|
302 | (10) |
|
Tactical Implications of Social Structure Dynamics: The Negotiator's Dilemma |
|
|
312 | (1) |
|
Constituencies and Audiences |
|
|
313 | (12) |
|
|
325 | (2) |
|
|
327 | (1) |
|
|
327 | (2) |
|
|
329 | (20) |
|
A Situation with More Than Two Parties |
|
|
329 | (2) |
|
|
331 | (1) |
|
|
332 | (1) |
|
How and Why Coalitions Form and Develop |
|
|
332 | (9) |
|
|
332 | (5) |
|
How Do Coalitions Develop? |
|
|
337 | (4) |
|
Standards for Coalition Decision Making |
|
|
341 | (6) |
|
Power and Leverage in Coalitions |
|
|
342 | (2) |
|
How to Build Coalitions: Some Practical Advice |
|
|
344 | (3) |
|
|
347 | (2) |
|
Multiple Parties and Teams |
|
|
349 | (26) |
|
The Nature of Multiparty Negotiations |
|
|
349 | (9) |
|
Differences between Two-Party Negotiations and Multiparty Negotiations |
|
|
350 | (5) |
|
What Is an Effective Group? |
|
|
355 | (3) |
|
Managing Multiparty Negotiations |
|
|
358 | (14) |
|
|
358 | (2) |
|
The Formal Negotiation Stage---Managing the Group Process and Outcome |
|
|
360 | (9) |
|
|
369 | (3) |
|
|
372 | (2) |
|
|
374 | (1) |
|
Part 4: Individual Differences |
|
|
|
Individual Differences I: Gender and Negotiation |
|
|
375 | (12) |
|
|
375 | (1) |
|
Research on Gender Differences in Negotiation |
|
|
376 | (2) |
|
Male and Female Negotiators: Theoretical Perspectives |
|
|
376 | (2) |
|
Empirical Findings on Gender Differences in Negotiation |
|
|
378 | (7) |
|
Overcoming the Disadvantage of Gender Differences |
|
|
384 | (1) |
|
|
385 | (2) |
|
Individual Differences II: Personality and Abilities |
|
|
387 | (18) |
|
Early Research on Individual Differences and Negotiation |
|
|
387 | (2) |
|
Personality and Negotiation |
|
|
389 | (9) |
|
Conflict Management Style |
|
|
389 | (2) |
|
|
391 | (1) |
|
|
392 | (1) |
|
Self-Efficacy and Locus of Control |
|
|
393 | (1) |
|
|
394 | (1) |
|
|
395 | (1) |
|
|
396 | (1) |
|
The ``Big Five'' Personality Factors |
|
|
396 | (1) |
|
|
396 | (2) |
|
|
398 | (4) |
|
|
398 | (1) |
|
|
399 | (1) |
|
Perspective-Taking Ability |
|
|
400 | (2) |
|
The Behavioral Approach to Differences among Negotiators |
|
|
402 | (1) |
|
|
403 | (2) |
|
Part 5: Negotiation across Cultures |
|
|
|
International and Cross-Cultural Negotiation |
|
|
405 | (32) |
|
What Makes International Negotiation Different? |
|
|
407 | (6) |
|
|
407 | (3) |
|
|
410 | (2) |
|
How Do We Explain International Negotiation Outcomes? |
|
|
412 | (1) |
|
Conceptualizing Culture and Negotiation |
|
|
413 | (6) |
|
Culture as Learned Behavior |
|
|
413 | (1) |
|
|
414 | (4) |
|
|
418 | (1) |
|
|
419 | (1) |
|
The Influence of Culture on Negotiation: Managerial Perspectives |
|
|
419 | (5) |
|
Definition of Negotiation |
|
|
420 | (1) |
|
|
420 | (1) |
|
|
420 | (1) |
|
|
420 | (1) |
|
|
421 | (1) |
|
|
422 | (1) |
|
|
422 | (1) |
|
Groups versus Individuals |
|
|
423 | (1) |
|
|
423 | (1) |
|
|
423 | (1) |
|
The Influence of Culture on Negotiation: Research Perspectives |
|
|
424 | (6) |
|
|
424 | (2) |
|
|
426 | (2) |
|
Effects of Culture on Negotiator Cognition |
|
|
428 | (1) |
|
Effect of Culture on Negotiator Ethics and Tactics |
|
|
429 | (1) |
|
Effect of Culture on Conflict Resolution |
|
|
429 | (1) |
|
Culturally Responsive Negotiation Strategies |
|
|
430 | (5) |
|
|
433 | (1) |
|
|
434 | (1) |
|
|
434 | (1) |
|
|
435 | (2) |
|
Part 6: Resolving Differences |
|
|
|
Managing Negotiation Impasses |
|
|
437 | (29) |
|
|
437 | (1) |
|
The Nature of ``Difficult-to-Resolve'' Negotiations and Why They Occur |
|
|
437 | (10) |
|
|
438 | (1) |
|
What Causes Impasses and Intractable Negotiations? |
|
|
438 | (1) |
|
Characteristics of the Parties |
|
|
439 | (4) |
|
Characteristics of the Issues |
|
|
443 | (1) |
|
Characteristics of the Environment |
|
|
443 | (1) |
|
Characteristics of the Negotiation Setting |
|
|
444 | (1) |
|
Characteristics of the Conflict Resolution Processes |
|
|
445 | (1) |
|
|
446 | (1) |
|
Fundamental Mistakes That Cause Impasses |
|
|
447 | (1) |
|
|
448 | (16) |
|
Agreement on the Rules and Procedures |
|
|
449 | (1) |
|
Reducing Tension and Synchronizing De-escalation |
|
|
450 | (2) |
|
Improving the Accuracy of Communication |
|
|
452 | (3) |
|
|
455 | (3) |
|
Establishing Common Ground |
|
|
458 | (4) |
|
Enhancing the Desirability of Options to the Other Party |
|
|
462 | (2) |
|
|
464 | (1) |
|
|
464 | (2) |
|
Managing Negotiation Mismatches |
|
|
466 | (16) |
|
|
466 | (1) |
|
Managing the Shadow Negotiation and Social Contract |
|
|
467 | (3) |
|
|
468 | (1) |
|
|
468 | (1) |
|
|
468 | (1) |
|
|
468 | (2) |
|
Responding to the Other Side's Hard Distributive Tactics |
|
|
470 | (1) |
|
|
470 | (1) |
|
|
470 | (1) |
|
|
470 | (1) |
|
Offer to Change to More Productive Methods |
|
|
470 | (1) |
|
|
471 | (1) |
|
Responding When the Other Side Has More Power |
|
|
471 | (2) |
|
The Special Problem of Handling Ultimatums |
|
|
473 | (1) |
|
Responding When the Other Side Is Being Difficult |
|
|
474 | (6) |
|
Ury's Breakthrough Approach |
|
|
475 | (2) |
|
|
477 | (1) |
|
Responding to Difficult People |
|
|
478 | (1) |
|
Having Conversations with Difficult People |
|
|
478 | (2) |
|
|
480 | (2) |
|
Managing Difficult Negotiations: Third-Party Approaches |
|
|
482 | (35) |
|
Adding Third Parties to the Two-Party Negotiation Process |
|
|
482 | (5) |
|
Benefits and Liabilities of Third-Party Intervention |
|
|
483 | (1) |
|
When Is Third-Party Involvement Appropriate? |
|
|
484 | (1) |
|
Which Type of Intervention Is Appropriate? |
|
|
484 | (3) |
|
Types of Third-Party Intervention |
|
|
487 | (1) |
|
Formal Intervention Methods |
|
|
488 | (16) |
|
|
488 | (3) |
|
|
491 | (9) |
|
|
500 | (3) |
|
Combining Formal Intervention Methods |
|
|
503 | (1) |
|
Informal Intervention Methods |
|
|
504 | (7) |
|
Which Approach Is More Effective? |
|
|
506 | (5) |
|
Alternative Dispute Resolution Systems: When the Organization Is the Third Party |
|
|
511 | (4) |
|
|
515 | (2) |
|
|
|
Best Practices in Negotiations |
|
|
517 | (10) |
|
|
517 | (1) |
|
Diagnose the Fundamental Structure of the Negotiation |
|
|
518 | (1) |
|
Identify and Work the BATNA |
|
|
519 | (1) |
|
|
519 | (1) |
|
Master the Key Paradoxes of Negotiation |
|
|
520 | (2) |
|
Claiming Value versus Creating Value |
|
|
520 | (1) |
|
Sticking by Your Principles versus Being Resilient to the Flow |
|
|
520 | (1) |
|
Sticking with the Strategy versus Opportunistic Pursuit of New Options |
|
|
521 | (1) |
|
Honest and Open versus Closed and Opaque |
|
|
521 | (1) |
|
|
522 | (1) |
|
|
522 | (2) |
|
Actively Manage Coalitions |
|
|
524 | (1) |
|
Savor and Protect Your Reputation |
|
|
524 | (1) |
|
Remember That Rationality and Fairness Are Relative |
|
|
525 | (1) |
|
Continue to Learn from Your Experience |
|
|
525 | (2) |
Bibliography |
|
527 | (47) |
Name Index |
|
574 | (10) |
Subject Index |
|
584 | |